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Earthquake Vulnerability

Not only because of difficulty in predicting time, location and manner of strike, but also due to its destructive nature causing huge loss of lives and property within a few seconds, the earthquake has been categorised as the single most destructive natural hazard. Moreover, it has crippling adjunctive effects such as landslides, flooding, erosion and fire disasters. A single earthquake can cause damage to a nation that is equivalent to over 5% of its Gross National Product [GNP], kill thousands and make millions home and property less. The combination of advanced science and technology, more coordination among various agencies [public and private as well as national and international] and increase in research and publications on earthquakes has dramatically reduced the damages in developed countries whereas this trend is in the opposite direction in the case of developing nations. People living in these regions are becoming more vulnerable and socio-economic losses from earthquake disasters are on the rise.

Earthquake hazard in Kathmandu is due to four major geophysical processes. First, Kathmandu [and Nepal] lies in an active earthquake belt between the Tibetan and Indian plates. According to Bilham [1995, 1999] based on a recent study on plate movement in the Himalayas of Nepal, India is moving north-east at the rate of 58 mm/year and southern Tibet is shifting towards the south west at the rate of 36 mm/year resulting in shortening of Nepal by 2cm per year [Figure 1a] thereby developing stresses in the ‘Main Central’ active fault, ‘Mahabharat’ thrust and ‘Main Boundary’ active fault. Second, Kathmandu [and the whole Valley] comprises of many active fault lines particularly in the western and southern parts [Figure 1b]. Third, the floor bed of the Kathmandu Valley is still soft, made up of the drained lake in pre-historic times. It is believed that Kathmandu’s geological development took place around one million years ago in three phases [Figure 1c] - (i) 200 m thick sediment on the rock bed during the five hundred thousand year (ii) about 200m to 300m thick special type of clay deposit during the following five hundred thousand year and (iii) about 20m thick mixture of clay and sand deposit during the next fifty thousand year. This type of soil has low bearing capacity, is prone to flooding and land slides, and exhibits high amplification against seismic waves.

Lastly, Kathmandu has been affected by numerous earthquake events in the past. The present knowledge on seismology states that there is a great chance of recurring earthquake event in the area that has been hit by past earthquakes after a certain interval depending on the magnitude of earthquake [Table 1]. According to the seismic record of the last two centuries, an earthquake of magnitude eight on the Richter Scale hit Nepal two times at an interval of nearly a hundred years. A recent study on the movement of tectonic plates and analysis of the history of Himalayan earthquakes has concluded that a great earthquake is due, which would be in the ‘Central Gap’ of Himalaya of Nepal, affecting Kathmandu.
Earthquake disaster is the result of the interaction between a Hazard (Physical Event) and a Vulnerable Society (Social Event). Therefore, Earthquake Risk is the product of Hazard, Vulnerability and Exposure. While nature provides equal opportunity for all, it is the process of urban development under a given legal and institutional framework that is responsible for unequal distribution of resources and socio-economic disparity. Hence the same intensity of seismic risk can have different impacts on society and settlement, depending on the urban patterns, socio-economic status of the community and level of preparedness. A natural hazard cannot be changed but modification on the societal part, i.e., Vulnerability and Exposure, through designing earthquake-resistant structures, enhancing capacity of individuals and cities through preparedness, and raising community awareness, can dramatically reduce the damages from earthquake disasters. However, the decision makers involved in urban growth management in particular and the common people of the society in general are yet to acknowledge this. The failure to regulate haphazard urban growth and building transformation has numerous consequences on intensifying earthquake vulnerability in Kathmandu in different ways.

First, the process of urban transformation – replacement of 3-4 storey traditional residential buildings by 6-7 storey concrete buildings for commercial use without upgrading the existing infrastructure capacity in the historic core areas and the urban sprawls of ‘low rise low density’ individual house constructions in the peripheral agricultural land without provision of even basic amenities - let alone emergency facilities - has been carried out on ad-hoc basic with piecemeal process in the absence of a comprehensive master plan and without development controls. The need of integration of earthquake mitigation components and techniques into urban layout plan and building construction is hardly realised in the planned developments – land pooling, site and services, housing construction – implemented by both the public and private sectors.

Second, many unregulated industrial establishments as well as commercial complexes are mushrooming in the dense residential areas irrespective of the existing infrastructure capacity thereby generating a new set of urban problems of traffic jams, infrastructure degradation and, above all, exposing higher percentage of people under the seismic risk. Huge built form, high density and traffic congestion will cause emergency rescue and relief operation difficult in such areas in case of a big earthquake. Third, the present trend of vertical division of traditional building stocks and their haphazard renovation and reconstruction – creation of new openings haphazardly on the load bearing front walls, provision of toilets and staircases in the divided part by destroying the part of the existing structure, and addition of habitable rooms by either converting the ground floor to a room, removing significant parts of the load bearing walls or adding new floors often of different materials, floor height and construction techniques on top of existing buildings – goes on unabated [Photo 1a, b]. This whole process of rebuilding - formation of soft storeys, discontinuity in load transferring system, lateral stiffness and strengths resulting in torsional effect, creation of ‘Pounding Effect’ due to differences in floor and building heights, material and construction technique in adjacent buildings – has not only further weakened these old buildings against seismic forces but has also converted the narrow pedestrian lanes, street squares and courtyards into parking lots, garbage dumping sites, and, above all, into ‘death traps’ [Photo 1c, d].

Fourth, new settlements in the peripheral areas are also not safe against an earthquake as they often comprise of many building structures built by inappropriate and informal methods - road layouts of inadequate width and insufficient space for vehicle-turning, thus making the entry of fire fighters and ambulances impossible in an emergency situation, and lack of open spaces and other social amenities, needed for rescue and relief operations [Photo 2a]. The new trend of building construction - generally five and half storey height with soft storey on the ground, three-foot projections from the second floor onwards, and often characterised by ‘weak columns and strong beams’ and ‘short column’– on the one hand, and the decorating of façades with ‘false’ architectural elements - double columns, bay windows, sloped roof, etc. - is adding new vulnerable urban structures in the city [Photo 2b,c]. Such structures are dangerous not only for those who occupy the buildings but also for pedestrians in the vicinity. Lack of quality control on construction work [Photo 2d] and building materials, wrong detailing of bars in slabs and columns and absence of supervision on the site by trained technicians have further weakened these new buildings.

Fifth, numerous educational institutions as well as private nursing homes, are running their activities in ordinary residential buildings, built by informal process. These critical facilities and ‘mass gathering’ buildings used as ‘evacuation shelters’ as well as ‘mass treatment centres’ during an emergency must have high safety factor based designs. However, in the case of Kathmandu, they are the first to be hit by an earthquake. Sixth, many urban poor of slums and squatter settlements residing along river banks and children and women engaged in local factories, restaurants and in private houses as servants are highly vulnerable not only because they are living and working in hazardous sites but also due to their illiteracy and lack of funds to assist in their recovery. Children below fifteen [one third of Valley’s population] and elderly above sixty-five are also vulnerable due to impaired mobility and inability to withstand trauma during an earthquake.

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